更新时间:2024-06-15 07:23
刘俏,男,汉族,四川人,中国人民大学获得经济应用数学学士学位,中国人民银行金融研究所获得国际金融硕士学位,加州大学洛杉矶分校(UCLA)获得博士学位。北京大学光华管理学院金融学和经济学教授,北京大学博雅特聘教授,教育部长江学者特聘教授(2014), 国家社科基金重大项目首席专家(2023)。
深圳证劵交易所专家评审委员会委员和博士后站指导老师,中国证监会第十七届发审委委员。《经济管理学刊》主编,《管理世界》编委。兼任深圳证劵交易所专家评审委员会委员和中国证监会、中国金融期货交易所、民生银行、及深交所博士后站指导导师,美的集团股份有限公司独立董事。
1. 公司金融
2. 亚洲金融市场
3. 公司金融案例分析
4. 国际金融
5. 收购与兼并
6. 高级金融管理
7. 公司财务理论与实证分析
公司金融
实证资产定价模型
金融市场与监管
中国经济
在公司金融、实证资产定价、金融市场与金融机构、碳中和经济学和中国经济等方面拥有众多著述,由Journal of Financial Economics, Management Science, Economic Journal, Journal of Accounting Research, Journal of Financial and Quantitative Analysis,《经济研究》等国际、国内顶级学术期刊发表。
与他人合作撰写的关于亚洲债券市场和亚洲金融体系的书籍包括Asia’s Debt Markets: Prospects and Strategies for Development(New York: Springer,2006);Finance in Asia:Institution, Regulation, and Policy(New York: Routledge,2013)。
英文著作Corporate China 2.0: The Great Shakeup全面梳理改革开放四十年中国企业的变迁,讲述中国发展故事,2017年1月由国际著名出版商Palgrave Macmillan出版。
中文畅销书《从大到伟大——中国企业的第二次长征》(2014)、《从大到伟大2.0——重塑中国高质量发展的微观基础》(2018)、《我们热爱的金融——重塑我们这个时代的中国金融》(2020)的作者。
刘俏教授拥有加州大学洛杉矶分校(UCLA)经济学博士(2000)、中国人民银行金融研究所国际金融硕士(1994)、中国人民大学经济应用数学学士(1991年)学位。除学术研究外,刘俏教授拥有丰富的政策研究和实践的经验。他主持多项“光华思想力”课题:《中国REITs发展》课题通过系列研究呼吁在中国推出标准化的公募REITs,并尝试制定中国公募REITs的实践规范;《2035远景目标和2050展望研究》为国家“十四五”规划的制订提供底层报告,获第九届高校科研优秀成果奖(人文社会科学)一等奖
英文书籍
“Fiance in Asia:institutions,regulation,and policy”(joint with Douglas Arner and Paul Lejot),London – New York:Routledge. Forthcoming in December 2011
“Asia’s debt capital markets:prospects and strategies for development”(co-edit with Paul Lejot,Douglas Arner,and Jae-Ha Park),New York:Springer 2006.
已发表(包括正在印刷和已被接受)英文论文
“Intellectual capital and financing decisions:evidence from the U.S. Patent data”(with Keith K.P. Wong),2011,accepted at Management Science.
“Predict stock market returns with aggregate discretionary accruals”(with Qiang Kang and Rong Qi),Journal of Accounting Research,2010,48(4),815-858. Featured and summarized in The CFA Digest,2010,Vol. 40,No. 4(by Georgeann Portokalis).
“Information-based stock trading,executive incentives,and the principal-agent problem”(with Qiang Kang),Management Science,2010,56(4),682-698.
“The Sarbanes-Oxley Act and corporate investment:a structural assessment”(with Qiang Kang and Rong Qi),Journal of Financial Economics,2010,96(2),291-305.
“Competition and corporate tax avoidance:evidence from Chinese industrial firms”(with Hongbin Cai),The Economic Journal,2009,119(April),764-795.
“Market timing strategy with aggregate accruals”(joint with Qiang Kang and Rong Qi). Journal of Asset Management,2009,10(3),170-180. Featured and summarized in The CFA Digest,2010,Vol. 40,No. 1:118-120(by Victoria Rati).
“Stock market information production and executive incentives”(joint with Qiang Kang),Journal of Corporate Finance,2008. 14,484-498.
“Stock trading and diversification discount”(with Rong Qi),Economics Letters,2008,98(1):35 – 40.
“Corporate governance and earnings management in China:a tunneling perspective,”(with Joe Lu),Journal of Corporate Finance,2007,13:881 – 906。
“Do we accept accruals profits at our peril?”(with Rong Qi) 2006,Financial Analysts Journal,Volume 62(4):62-75.
“How good is good news?Technology depth,book-to-market ratio,and innovative events,”2006,Journal of Accounting,Auditing,and Finance,Vol. 21(3),293-321.
“Missing links:regional reforms for Asian debt capital markets”(with Paul Lejot and Douglas Arner),Asia Pacific Business Review,2006,12(3):309-332.
“High stakes in high technology:high-tech market values as options”(with Michael R. Darby and Lynne Zucker),Economic Inquiry,lead article,2004,Vol. 42(3):351-369.
“Corporate governance in China:current practices,economic effects,and institutional determinants,” CESifo Economic Studies,2006,52(2),415-453.
“Corporate Governance and Firm valuations in China”(with Chong-En Bai,Joe Lu,Frank Song,Junxi Zhang),2004,Journal of Comparative Economics,lead article,32(4):599-616. A condensed and non-academic version was published at Beyond Transition:The Newsletter about Reforming Economies,Vol. 15,No. 1,2004,a quarterly publication by World Bank.
“The parent companies puzzle?when is the whole worth less than one of the parts?”(with Bradford Cornell),Journal of Corporate Finance,lead article,2001,341-366. Featured and summarized in The CFA Digest,2002,Vol. 32,No. 2:22-23.
已发表英文书籍章节
“Sovereign funds,” The Encyclopedia of Financial Globalization,Elsevier,forthcoming.
“Asia's debt capital markets – Contemporary markets for Asian debt capital market instruments”(with Paul Lejot,Douglas Arner),in “Asia’s debt capital markets:prospects and strategies for development”(co-ed by Paul Lejot,Douglas Arner,Qiao Liu,and Jae-Ha Park),Springer 2006.
“Making Markets:Policy concerns and the value of regional markets”(with Paul Lejot,Douglas Arner) in “Asia’s debt capital markets:prospects and strategies for development”(co-ed by Paul Lejot,Douglas Arner,Qiao Liu,and Jae-Ha Park),Springer 2006.
“Asia's debt capital markets – Introduction”(with Paul Lejot,Douglas Arner,and Jae-Ha Park),in “Asia’s debt capital markets:prospects and strategies for development”(co-ed by Paul Lejot,Douglas Arner,Qiao Liu,and Jae-Ha Park),Springer 2006.
已发表中文论文
“竞争会加剧公司隐瞒利润吗?——来自中国企业的证据”,(与蔡洪滨和肖耿合作) 2006, 经济学报,2:15-45.
“中国上市公司治理结构的实证研究”。 经济研究, 2005年第2期,81-91页(与白重恩,陆洲,宋敏和张俊喜合作)。
“公司资源的隧道效应”经济学季刊,2004年第2期,437-456页(与陆洲合作)。
“信息,现金流和企业投资”中国金融学,2006年6月期,73-98页(与戚戎合作)。
“市场非有效性与行为金融” 2002年,见田国强主编《现代经济学与金融学前沿发展》商务印书馆。
“市场是有效的吗?” 读书,2001年第11期。
已完成/投稿的工作论文
“The real effect of S&P 500 additions:evidence from corporate investment”(with Yong Wei),December 2010.
“The evolution and consequence of Chinese pyramids”(with Ying Zheng and Yuande Zhu),December 2010.
“How do regulations affect corporate investment?evidence from state anti-takeover laws”(with Qiang Kang),June 2010.
“Two Accrual Anomalies”(with Qiang Kang and Rong Qi),August 2009.
“Credit rating changes and CEO incentives”(with Qiang Kang),2009,working paper. Submitted.
“The value of corporate control:propping and tunneling evidence from China”(with Chong-En Bai,Frank Song),2009. Submitted
“Information production,cash flow,and corporate investment”(with Rong Qi). This version:July 2007. Under review. This paper has been presented at the 2003 American Finance Association annual meeting in Washington DC.
国家自然科学基金杰出青年获得者(2013年)
教育部长江学者特聘教授(2014)
国家社科基金重大项目首席专家(2023)
2017年中国《新闻周刊》“影响中国年度经济学家”